FIDUCIARY SERVICES
Being a plan fiduciary isn’t an easy task, but it is possible to provide this important employee benefit while avoiding unwelcome surprises from ERISA’s enforcement agencies. DHA has assembled a program of materials, services, and products to manage your fiduciary duties and responsibilities. For its clients, DHA provides the following fiduciary services:
- 404(c) compliance program
- Fiduciary handbook
- Questions and Answers About ERISA 404(c)
- Sample documents that include:
- investment policy statement
- investment committee by-laws
- committee meeting minutes
- black-out period notice
- default account notice
- fund mapping chart
- fee and expense worksheet
- due diligence checklists
Additionally, DHA provides:
- ERISA bond
- Fiduciary liability insurance
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